Broad-Based Securities Fraud Representation
Fraud in connection with the sale of securities can result in both civil liability and criminal penalties. Our lawyers have represented plaintiffs in civil securities fraud cases and persons accused of criminal securities fraud violations.
Security charges are serious and can result in fines, loss of licenses and even jail time. Those who have been victimized by securities fraud may lose significant financial resources or even their life savings. As experienced attorneys who fully understand the Financial Industry Regulatory Authority (FINRA), Ponzi schemes and the purview of the Securities and Exchange Commission (SEC), we are in an ideal position to offer legal assistance.
What Is Involved In A Securities Case?
Investors who suffer significant financial loss tend to look to regulators to return their funds. However, reimbursement by securities regulators rarely happens. If you experienced a significant loss due to misconduct or negligence, your best path to financial recovery is to speak with an attorney who works in securities fraud. We handle cases for both plaintiffs and defendants involving:
- Securities misconduct
- Investment fraud
- Churning – buying and selling solely to generate a commission
- Unsuitable investment sales
- Ponzi schemes and other nonexistent investments
- Unauthorized trading
If you feel you were the victim of a scam, we can help you understand what happened and whether you have a case. When prudent, we will employ detailed forensic tactics to undercover what transpired. If you are currently facing charges related to securities or investments, we, at Jacobs & Dow, LLC, offer sound counsel, and will advise you of your legal rights and obligations and the best path to take for the protection of your future.
Get Proven Representation In Securities Issues
Were the losses you experienced in your investments just part of doing business or were they caused by misconduct or negligence? Conversely, are you being accused or charged with fraud and need to understand your rights and options for a strong defense? Call (203) 772-3100 to speak with one of our experienced and established attorneys. You can also reach out to us by sending an introductory email to us so that we can respond.